Course curriculum

  • 1

    Module 1: How and Why Regulation Works, and When it Has Not

    • Segment - 01 - Introduction
    • Segment - 02 - Learning Objectives
    • Segment - 03 - Oversight
    • Segment - 04 - Operating Environment
    • Segment - 05 - Lessons Unlearnt - Part 1
    • Segment - 06 - Lessons Unlearnt - Part 2
    • Segment - 07 - Supervisory Challenges
    • Segment - 08 - Technology Solutions
    • Segment - 09 - Technology Features
    • Segment - 10 - Technology Challenges
  • 2

    Module 2: The Role of Technology in Regulation

    • Segment - 11 - Why Regulation Has Not Been Effective?
    • Segment - 12 - Financial Crime Compliance
    • Segment - 13 - Egregious Offenses
    • Segment - 14 - Video on Size of Financial Crime
    • Segment - 15 - Do Banks Do Business With Criminals?
    • Segment - 16 - Money Laundering Offenses
    • Segment - 17 - Understanding Money Laundering
    • Segment - 18 - Three Stages of Money Laundering
    • Segment - 19 - About Regulated Sectors
  • 3

    Module 3: Anti-Money Laundering (AML) Policies and Practices

    • Segment - 20 - Legal and Regulatory Environment
    • Segment - 21 - Cost of Noncompliance
    • Segment - 22 - Recent Market Developments
    • Segment - 23 - Mandatory Controls
    • Segment - 24 - High Risk Business
    • Segment - 25 - Risk and Casinos
  • 4

    Module 4: Know Your Customer (KYC) Requirements

    • Segment - 26 - Managing Financial Crime Risks
    • Segment - 27 - Transaction Monitoring
    • Segment - 28 - Suspicious Activities or Transactions
    • Segment - 29 - What is Tipping Off?
    • Segment - 30 - Investigations Initiation
  • 5

    Module 5: Foreign Corrupt Practices Act (FPCA)

    • Segment - 31 - The Role of Sanctions Programs
    • Segment - 32 - Consequences of Noncompliance
    • Segment - 33 - Antibribery and Corruption
    • Segment - 34 - Defining Value
    • Segment - 35 - Foreign Corrupt Practices Act (FCPA)
    • Segment - 36 - Control Principles in FCPA
  • 6

    Module 6: Case Study and Final Thoughts

    • Segment - 37 - Case Discussion
    • Segment - 38 - Embedding Risk
    • Segment - 39 - Some Final Thoughts
  • 7

    Quiz

    • Quiz